Anterior Cervical Discectomy and Fusion (ACDF) using Stand-Alone Polyetheretherketone (PEEK) Cage Packed with Local Autologous Bone Graft
Mohammad Nuruzzaman Khan1*, Sabrina Shafiq2, Saumitra Sarkar1
1.Assistant Professor, Department of Neurosurgery, Shaheed Suhrawardy Medical College Hospital, Dhaka, Bangladesh
2.Resident, Department of Laboratory Medicine, Bangabandhu Sheikh Mujib Medical University, Dhaka, Bangladesh
3.Associate Professor, Department of Neurosurgery, Shaheed Suhrawardy Medical College Hospital, Dhaka, Bangladesh
Citation : Mohammad Nuruzzaman Khan,Sabrina Shafiq,Saumitra Sarkar, "Anterior Cervical Discectomy and Fusion (ACDF) using Stand-Alone Polyetheretherketone (PEEK) Cage Packed with Local Autologous Bone Graft" ARC Journal of Cancer Science 2018; 4(1): 18-23.
Introduction: It remains debatable that whether the cages should be filled with any type of bone or bone substitute in anterior cervical discectomy and fusion (ACDF) surgery. To fill the cage, the anterior and posterior osteophytes of the adjacent upper and lower vertebra could be used. The aims of the present study was to find out the clinical and radiological outcomes which includes bony fusion and subsidence after ACDF surgery with a stand-alone polyetheretherketone (PEEK) cage filled with local autologous bone from adjacent vertebral body.
Methods: All of the thirty six consecutive patients underwent ACDF surgery with a stand-alone polyetheretherketone cage filled with local autologous bone graft from July 2015 to June 2017 were included in the present study. Subsidence (the interbody height decreased ≥2 mm) and Bone fusion were evaluated by cervical plain radiographs.
Results: Subsidence (the inter body height decreased ≥2 mm) was found in 9 patients (25%). Among the nine patients of subsidence group, nonunion was found in five patients. Out of nine patients with subsidence, endplate was damaged in four patients during intraoperative preparation of endplate. Thirty one patients (86.11%) achieved solid bone fusion
Conclusion: In selected patients with adequate and careful preparation of endplate, ACDF surgery using a stand-alone polyetheretherketone (PEEK) cage filled with local autologous bone could be a good alternative of anterior cervical discectomy and fusion (ACDF) with iliac crest bone graft or bone substitute with or without plating.
Keywords: Anterior Cervical Discectomy and Fusion, Polyetheretherketone Cage, Local autologous bone,Cancer Science
1. Introduction
Cervical spine degenerates with age and degenerated disc of cervical spine may cause neck pain, radiating arm pain or cervical myelopathy. The gold standard treatment for the patients having cervical radiculopathy and myelopathy is anterior cervical discectomy and fusion (ACDF). This technique has been modified many times since the discovery of this procedure by Smith and Robinson[1-4]
Earlier autologous the iliac crest bone was used to fill the disc space to maintain the interbody height and fusion with or without supplemented by cervical plating. There are several advantages of cervical plate system, but it has risk of hardware failure, high additional costs, adjacent level disc degeneration and questionable of necessity to use in absence of instability [5,6]. Moreover numerous complications results from autologous tricortical iliac crest bone graft including protrusion of bone block, breaking of bone graft, subsidence, collapsing, angular deformation, pseudo arthrosis[7]. To overcome these complications, it is replaced by stand-alone case packed with autologous iliac crest bone graft, however, it causes a number of donor site morbidities including infection, pain and numbness[8,9]. To avoid these complications, bone substitutes or allobone have been used. The risk of bone substitutes and allobone are low fusion rate, chance of pathogen transmission and high additional costs In ACDF surgery some surgeons have used an empty cage. But due to the suspicion of low bone fusion rate, they could not reached a general agreement[10,11]. Recently, few studies showed a favorable results of anterior cervical discectomy and fusion (ACDF)with a stand-alone cage filled with local autologous bone graft. Park et al. [12] and Shad et al.[13] described that ACDF with a local autologous bone graft filled stand-alone cage has good radiological and clinical outcomes without any high additional costs and iliac bone donor site morbidity. However, the complications of this procedure have been reported as subsidence and nonunion [14,15]. In the study of Park et al there were 22.6% subsidence and 9.7% nonunion. Yang et al.[25] reported in their study of ACDF with stand-alone case filled with iliac crest bone graft that25.5% subsidence and 14.9% nonunion. In a similar study by Bartels et al.in ACDF using a stand-alone cage packed with local autologous bone graft from the adjacent vertebrae found, 29.2% subsidence and 4.3% nonunion. Though there were risks of nonunion and subsidence in their study, early recovery, low complication rate and relatively good clinical outcomes were observed. In this present study, we perform ACDF in single level non-traumatic, degenerative cervical diseases using a stand-alone PEEK cage filled with local autologous bone from the osteophytes of both the vertebral bodies and lower anterior lip of the upper vertebral body of the corresponding segment. The purpose of this study was to assess the outcome of ACDF surgery using a stand-alone PEEK cage filled with local auto bone graft from adjacent segment of cervical spine both clinically and radiologically including fusion & subsidence.
2. Materials And Methods
2.1. Patient Selection
In this study, thirty six consecutive patients (20 males and 16 females) who were suffering from degenerative cervical disc disease with myelopathy or radiculopathy or both not improved by proper conservative treatment of adequate period were included. All of the patients underwent single level ACDF with stand-alone PEEK cage filled with autologous bone graft from adjacent segment vertebrae during the period from July 2015 to June 2017. The patients having previous or subsequent cervical spine surgery or with multilevel cervical spine surgery, cage packed with bone substitutes or allograft or autograft from iliac crest or additional cervical plating or patients suffering from traumatic spinal cord injury or any infectious disease of cervical spine were excluded from this study.
2.2. Surgical Technique
Under general anesthesia and patient was on supine position, ACDF was performed from the right side. Through a transverse skin incision, soft tissues were dissected. Then the disc was identified through fluoroscopic guidance and the discectomy was done. Lower anterior lip from the body of upper vertebra and osteophytes of lower &upper vertebral bodies were carefully removed using a Kerrison punch and were collected. (Figure. 1A). Both the upper and lower endplates were carefully prepared without using the drill. A PEEK cage of appropriate size filled with those local autologous bone fragments were implanted in the disc space.(Figure. 1B).All of the patients after surgery were treated with a same protocol of rest and soft cervical collar for 6 weeks and then light physiotherapy.
Figure1. (A)Preoperative x-ray of cervical spine: prominent posterior osteophytes and lower anterior lip, (B) postoperative x-ray of cervical spine: polyetheretherketone (PEEK) cage filled with local autologous bone graft from lower anterior lip from the body of upper vertebra and osteophytes of lower & upper vertebral bodies was implanted.
2.3. Clinical Evaluation
The patients were clinically evaluated by VAS (Visual Analogue Scale) score, NDI (Neck Disability Index) and modified Odom’s Criteria. Neck & arm pain were assessed by using the Visual Analogue Scale (VAS) and functionality was evaluated using the Neck Disability Index (NDI). Overall clinical outcome finally was assessed by using Modified Odom’s Criteria. The four grades of Modified Odom’s Criteria were excellent outcome, good outcome, fair outcome, and poor outcome. Excellent was defined as the symptoms relieved completely and the patient was able to do all activities; good was defined when there was intermittent discomfort without interference in daily activities; Fair was defined when there was subjective improvement but impaired physical activity and poor was defined as there was no improvement or worse.[16].
2.4. Radiological Evaluation
Radiological evaluations involved preoperative& postoperative plain radiography & functional radiography[17]. It included the preoperative and postoperative measurement of Interbody height& Segmental angle and the occurrence of bone bridging anteriorly & posteriorly at operated segment during final follow up. Interbody height (IBH) was defined as the distance in between the middle point of the upper end plate of the superior vertebral body and the middle point of the lower end plate of the inferior vertebral body (Figure. 2A). Segmental angle (SA) was defined as the angle between the lower end plate of the inferior vertebral body and the upper end plate of the superior vertebral body was measured by Cobb’s method which (Figure . 2B). Reduction of the interbody height more than 2 mm in last fol-low up image from immediate post-operative image was defined as Subsidence. On last fol-low up, establishment of solid bony bridge at the fusion segment was defined as Solid bone fusion. On lateral flexion and extension radiographs, if the motion of less than 2° without the movement between the spinous processes at the operated segment then it was rated as a solid arthrodesis. On the other hand, movement of ≥2° on dynamic radiographs (flexion & extension posture) was rated as a pseudarthrosis[18].
Figure2. (A)Interbody height (IBH): The distance in between the middle point of the upper end plate of the superior vertebral body and the middle point of the lower end plate of the inferior vertebral body. (B) Segmental angle (SA): The angle between the lower end plate of the inferior vertebral body and the upper end plate of the superior vertebral body (measured by Cobb’s method)
2.5. Statistical Analysis
All the data were analyzed by using SPSS software and were reported as mean ± standard deviations. The paired t-test was used to evaluate the interbody height and segmental angle in immediate postoperative and last follow up period. Two sided probability test was used (probability value ≤0.05 was considered as statistically significant).
3. Results
3.1. Radiological Outcomes
The Interbody height (IBH) and segmental angle (SA) were summarized on Table 1. Immediately after surgery, the mean IBH was 29.87±3.78 and at last follow up, this value decreased to 28.16±3.96 mm. The difference of Interbody height (IBH) between immediate post-operative period and the last follow up (1.71±0.14 mm) was not significant statistically. The mean segmental angle (SA) on immediate post-operative period was 3.64±0.43 and at last follow-up was3.98±0.42 degrees.
Table1. Segmental angle (SA) and Mean interbody height (IBH) during preoperative, immediate postoperative and final follow up
Among the thirty six patients, subsidence (reduction of the interbody height more than 2 mm) was found in 9patients (25%) and twenty-seven patients (75%) had without subsidence. Case subsidence between 2 to 3 mm found in 4 patients, between 3 to 4 mm found in 1 patient and subsidence greater than 4 mm found in 4 patients. Among nine patients of subsidence group, four patients had endplate damage during intraoperative endplate preparation. During the final follow up, out of 36 patients, 31 patients (86.11%) achieved solid bone fusion but nonunion occurred in 5 patients (13.89%). All of the twenty-seven patients without subsidence achieved complete fusion. But among the nine patients of subsidence group, 4 patients achieved fusion (44.6%) whereas nonunion occurred in 5 patients (55.6%). Among the subsidence group, all of the four patients with a subsidence of 2-3 mm were fused, but all of the patients with a subsidence of over 3 mm had nonunion. (Table2).
Table2. Outcomes of patients with subsidence and their demographics
3.2. Clinical Outcomes
All of the thirty six patients improved clinically after surgery. The mean VAS pre-operatively was 6.57±1.68 and during the final follow up
was 1.72±1.21. The mean NDI pre-operatively was 20.52± 9.69 and during the final follow up was 9.34±5.61. Pre-operative VAS and NDI were decreased during the final follow up which was statistically significant. Final outcome was evaluated by modified Odom’s criteria. Excellent outcome was achieved in twenty (55.6%) patients and sixteen
(44.4%) patients achieved good outcome. Among the patients with subsidence group, five patients had excellent and other four patients had good outcome. Though there was occurrence of nonunion or subsidence, additional surgery was not needed as the clinical outcomes of all of these patients were excellent or good.
4. Discussion
Traditionally, autologous bone graft from iliac crest has been used to fill the disc space in ACDF surgery which have an excellent bonyfusion rate with a good clinical outcome [19]. But due to its some donor site morbidities such as pain, numbness, and infection, stand-alone cage has become popular. Though the stability, disc height restoration or facilitation of bone fusion have been reported as the effectiveness of stand-alone cage, nonunion & subsidence are the stablished disadvantage of ACDF with stand-alone cages[20,21].
A number of different types of cages and with variable opinion and controversy[22].Cancellous iliac bone chips are used by some surgeon to fill the cages. In a study by Vavruchet al.23described that there was low fusion rate with a stand-alone case packed with the cancellous bone from iliac crest (62%) compared with autologous iliac crest bone graft alone (86%). Bartels et al. reported in their study of ACDF with stand-alone cages filledwith autologous cancellous bone from iliac crest and found that the incidence of nonunion &subsidence were 29.2% & 4.3% accordingly.
Because of its low invasiveness, they recommend the stand-alone cage filled with
cancellous bone from iliac crest in a standard ACDF procedure, but still there were morbidities like donor site pain, numbness or
infections. To avoid these complications few uthors tried to use empty cages, but use of
empty cages was questionable in the point of fusion. In a study of anterior cervical discectomy with empty PEEK cages, Loannis et
al. found a low fusion rate11.Payer et al.10performer a study of ACDF with empty
carbon fiber cage and found98% bone fusion rate and 20% subsidence over 2 mm. Many
authors reported the use of allobone and bone substitute in ACDF as filling material. But using bone substitute or allobone would need ad- ditional costs and has a risk of pathogen transmission.
In this study, local autologous bones from were collected to pack up the PEEK case. The local autologous bones were collected from the
anterior osteophytes of the upper and lower various materials to fill the cages are available vertebral bodies of the corresponding segment & lower anterior lip of the upper body of vertebra. Min et al.[22]performed a study of osteogenic potentials of stem cells and found that the bone marrow ofiliac crest had same potential to those of the body of vertebral. So, to fill the cage, bony chips from body of vertebra would be a good alternative as graft material.
Shad et al.assessed clinical and radiological outcomes of a study of ACDF using drill to remove osteophytes and filled the case with this bone dust. In their study, there were relatively good clinical outcome with 77.2% cases had solid bone fusion which was lower than this study.
In the study of ACDF using local autobone grafts with anterior plate system, Pitzenet al.6showed a good radiological outcomes and 91.3% fusion rate. In compare to their study, a similar bone fusion rate (86.11%) along with good clinical outcomes was achieved without using the anterior plate system in this study.
Subsidence and nonunion have several risk factors [24,25]. As for examples, wrong surgical techniques such as over distraction, endplate damage, and inadequate preparation of endplate. Among the nine subsidence cases, four patients had end plate damage during the preparation of endplate in this study. So, it would be an important factor not to damage the endplate cartilage to decrease subsidence during ACDF.
The incidence of subsidence by Bartels et al. was statistically higher at C6-7 levels. The orientation of C6-7 would cause the higher stress shielding in cervical spine which would be a possible reason of high incidence of subsidence at that level. However, only two of nine cases of subsidence occurred in at that level in this series.
In this study, age over 60 years was found among five of nine cases of subsidence group. Osteoporosis of vertebra could be a risk factor of subsidence though the bone mineral density could not be evaluate in all patients. Therefore, it should be checked for osteoporosis before surgery to predict or avoid the risk of subsidence.
Nonunion was found in five of nine patients where as rest of the four patients of subsidence group and all of the patients without subsidence achieved a good fusion. So, subsidence would be an important risk factor of nonunion. However all patients improved clinically by relieving from pain even in subsidence and nonunion group.
In this study, CT-scan was not done routinely to reduce the cost and to avoid unnecessary radiation exposure, though it might be a good alternative to know the precise statement of bony ingrowth.
5. Conclusion
The clinical outcomes and fusion rates are good enough in anterior cervical discectomy and fusion (ACDF) surgery with a stand-alone polyetheretherketone (PEEK) cage filled with local autologous bone from adjacent vertebral body compared with other methods, though it has the risk of subsidence. Using the autologous bone graft from the adjacent vertebral body reduces the morbidity and infection risk associated with allobone or bone substitutes or a second surgical site. In addition, use of local autologous bone graft should result in healing rates similar to other autograft sources.
So, it would be a good alternative in selected patients with adequate and careful endplate preparation, ACDF with stand-alone PEEK cages filled with local autologous bone from adjacent vertebral body to decrease donor site morbidity, early mobilization and additional costs required by other methods.
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